Not yet in compliance?
If your firm is not yet in compliance with the Standards, attaining compliance can seem like an
overwhelming task. Our Pre-Compliance Assessment will help you identify potential
problem areas and determine a compliance plan, identifying all of the areas that must be
addressed.
overwhelming task. Our Pre-Compliance Assessment will help you identify potential
problem areas and determine a compliance plan, identifying all of the areas that must be
addressed.
Think you're in compliance, but aren't sure?
If you wish to gain confidence in your claim of compliance, but aren't confident that all
required issues have been addressed, a Readiness Assessment would review your existing
policies and procedures, identifying areas that should be improved or aren't quite up to par.
required issues have been addressed, a Readiness Assessment would review your existing
policies and procedures, identifying areas that should be improved or aren't quite up to par.
Expedite the verification process
If your firm is considering undergoing an initial verification, a Pre-Verification Review would
help you identify areas that might cause difficulty during the verification. By addressing potential
problem areas before the verification, you will potentially save time and money.
help you identify areas that might cause difficulty during the verification. By addressing potential
problem areas before the verification, you will potentially save time and money.
Technical interpretations
Do you have questions concerning interpretation of new guidance? Would you like to have
another opinion on difficult matters? We can, and do, provide consulting services to several
firms that have engaged other verification firms.
another opinion on difficult matters? We can, and do, provide consulting services to several
firms that have engaged other verification firms.
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